DRKS00033641

Computer-aided diagnostics of sleep-related arousals on the basis of pulse wave analyses

Organizational Data

DRKS-ID:
DRKS00033641
Recruitment Status:
Recruiting complete, study continuing
Date of registration in DRKS:
2024-02-26
Last update in DRKS:
2025-01-28
Registration type:
Retrospective

Acronym/abbreviation of the study

No Entry

URL of the study

No Entry

Brief summary in lay language

This study aims to investigate whether artificial intelligence methods are suitable for detecting and researching arousals. Arousals are brief awakening reactions from sleep, which, as a patient, you generally do not notice. Determining the number of arousals is important because they can significantly disrupt restorative sleep as their number increases. Arousals can be classified into different groups, known as classes, based on their triggering causes. Identifying these classes is a crucial indicator for diagnosing sleep disorders. Until now, this type of arousal diagnostics has been laboriously performed manually through visual evaluation by sleep medicine professionals. Due to the large amount of data to be evaluated, the evaluation is very time-consuming. To investigate the scientific questions, a software system will be developed based on data routinely collected in the sleep laboratory. This system will automatically display these arousals and present the results in a way that is understandable for the sleep physician. Subsequently, it will be examined how high the quality and time expenditure of arousal diagnostics are when a sleep medicine evaluator uses the software system for decision support. The goal is for an evaluator to be faster than before using the system, achieving an accuracy in arousal determination as high as that of the best sleep medicine expert involved in the study, who determined the arousals without system support. Special attention will be paid to whether the system's decisions are transparent and thus verifiable for human evaluators. Furthermore, we hope to identify new markers and rules for determining arousals with the help of pulse wave analysis. This may make arousal diagnostics more reliable, technically simpler, and faster, without the considerable time effort previously required by the examiner. Pulse wave analysis involves examining the pulse waves triggered by contractions of the heart's left ventricle more closely at a finger. These blood pulsations continue from the heart through the large to the smallest vessels in the human body. They are measured technically using a small clip attached to the finger, the pulse oximeter. This pulse oximetry enables continuous measurement of blood pressure, pulse, and blood oxygen saturation. These data also allow for capturing the shape of the pulse wave and its propagation speed. The advantage of the method lies in the continuous, non-invasive measurement of these values, which can also represent short-term changes lasting only a few seconds. Since arousals can cause such short-term changes in these measured variables, pulse wave analysis may represent a diagnostic method to detect such arousals earlier and more accurately. The necessary pulse oximetry is generally used in the nightly routine program in the sleep laboratory, thus representing no additional effort or burden for you during the night in the sleep laboratory. Finally, it will be investigated whether there is a correlation between arousal diagnostics and the medical diagnosis of a sleep disorder or between arousal diagnostics and the patient's statements regarding their daytime sleepiness and sleep quality. Men and women aged 18 and older who are referred for polysomnography to the sleep laboratory of the Klinik für Kardiologie, Angiologie u. Pneumologie of the medical clinic in Esslingen am Neckar, Germany, and who have given their consent will be included in the study. Only purely diagnostic examinations are considered. Examinations in which therapeutic methods in the form of positive pressure therapies are used are excluded.

Brief summary in scientific language

This study aims to investigate the extent to which pulse wave analysis (PWA) is a suitable new method for automating the diagnostics in sleep laboratories in terms of detecting (detection) sleep-related arousals and their causal origin (differentiation) with computer support. In addition to PWA data, measurement and analysis data from the routine polysomnographic (PSG) examination will also be used. Methods of Machine Learning will then be used to develop an arousal detector and classifier. This will form the basis for the development of a decision-support system for medical professionals (hereinafter referred to as "scorers") for arousal diagnostics. Finally, it will be practically evaluated whether the system is usable and whether its use leads to higher efficiency of the scorers in arousal diagnostics and an improvement in the quality of the results. Arousals are brief waking reactions of the body that momentarily interrupt the sleep process or change the sleep stage, leading to sleep fragmentation, which is associated with decreased restfulness of sleep and hypersomnia. According to the criteria of the American Association of Sleep Medicine (AASM), their diagnostics are performed using electroencephalogram (EEG). For their causal differentiation, additional parameters are needed, such as the measurement of limb movements through an electromyogram (EMG) of the tibialis anterior muscle, the breathing movements of the thorax and abdomen, and the airflow. Certain arousals, for example, triggered by pharyngeal obstruction in obstructive sleep apnea, are accompanied by changes in cardiorespiratory parameters of blood pressure, pulse, and oxygen saturation, as well as by hyperventilation phases and obstructive respiratory efforts. This is associated with an increase in sympathetic activity, which can be indirectly measured through the pulse transit time (PTT) of the pulse wave. Important in arousal diagnostics are determining their frequency to assess sleep quality and identifying their triggers for diagnosis, which determines the further therapeutic procedure. For this reason, polysomnographic data analysis is initially automated through a software solution. Since reliable arousal detection is not yet possible today due to the involvement of many parameters, a time-consuming and labor-intensive manual review of a polysomnogram by scorers is subsequently necessary. The capture of the pulse wave, which propagates linearly from the heart to the smallest vessels, is currently done non-invasively through photoplethysmography using a clip attached to the finger. PWA includes the measurement of oxygen saturation, heart rate, and the representation of the pressure curve of the pulse wave over time. Through computational models and a simultaneously derived ECG, the pulse wave velocity (PWV), PTT, and blood pressure can be continuously measured. Since arousals often involve changes in circulation-relevant and respiratory parameters that can also be captured with PWA, it will be examined to what extent PWA data are suitable for supplementing or replacing the current arousal diagnostics according to AASM criteria. In the realization of this system, methods of Machine Learning are used. By evaluating patterns in large amounts of measurement data, a model is initially formed, which is then used on new patient raw data for the determination of arousals. Since Machine Learning makes it possible to uncover unexpected correlations and data patterns, in a further step, sleep medical records, which have not previously been used for the determination of arousals, will also be considered for model formation. Men and women aged 18 and older who are referred for polysomnography to the sleep laboratory of the Klinik für Kardiologie, Angiologie u. Pneumologie of the medical clinic in Esslingen am Neckar, Germany, and who have given their consent will be included in the study. Only purely diagnostic examinations are considered. Examinations in which therapeutic methods in the form of positive pressure therapies are used are excluded.

Health condition or problem studied

Free text:
Sleep apnea, Periodic Limb Movement Disorder (PLMD), Restless Legs Syndrome (RLS), Insomnia, Parasomnias, Bruxism
Healthy volunteers:
No

Interventions, Observational Groups

Arm 1:
Men and women aged 18 and older who are referred for polysomnography to the sleep laboratory of the Klinik für Kardiologie, Angiologie u. Pneumologie of the medical clinic in Esslingen am Neckar, Germany, and who have given their consent will be included in the study. Only purely diagnostic examinations are considered. Examinations in which therapeutic methods in the form of positive pressure therapies are used are excluded.

Endpoints

Primary outcome:
1. The efficiency of arousal diagnostics is to be improved. Thus, the time required compared to the current effort for manual evaluation of the measurement data from the entire night is to be reduced. 2. The quality of arousal diagnostics, measured by precision and recall metrics, should reach a level that is comparable to the best medical expert involved in the study. 3. The technical complexity, measured by the number of required EEG, EMG, and EOG channels, is to be reduced. Regarding the 2nd primary endpoint, the performance of AI models trained on the collected data will be continuously assessed from the start of data collection. If it becomes apparent that model accuracies can no longer be increased by additional patient datasets, no further patients will be included in the study. All primary endpoints will be evaluated in a user study by no later than four years after the last study participant was enrolled.
Secondary outcome:
1. The system outputs of the decision-support system should be transparent and understandable for the users. 2. The clinical relevance of arousals, measured by the medical diagnosis, the Epworth Sleepiness Scale (ESS), and the Pittsburgh Sleep Quality Index (PSQI) value of the patient, should be investigated. 3. Rules and markers for the system results should be identified and aligned with the current medical knowledge and scoring rules.

Study Design

Purpose:
Diagnostic
Retrospective/prospective:
Prospective
Study type:
Non-interventional
Longitudinal/cross-sectional:
Cross-sectional study
Study type non-interventional:
No Entry

Recruitment

Recruitment Status:
Recruiting complete, study continuing
Reason if recruiting stopped or withdrawn:
No Entry

Recruitment Locations

Recruitment countries:
  • Germany
Number of study centers:
Monocenter study
Recruitment location(s):
  • Medical center Klinikum Esslingen Esslingen am Neckar

Recruitment period and number of participants

Planned study start date:
No Entry
Actual study start date:
2021-01-25
Planned study completion date:
2025-07-01
Actual Study Completion Date:
No Entry
Target Sample Size:
200
Final Sample Size:
125

Inclusion Criteria

Sex:
All
Minimum Age:
18 Years
Maximum Age:
no maximum age
Additional Inclusion Criteria:
Referral for a polysomnographic diagnostic examination

Exclusion Criteria

Examinations in which therapeutic methods in the form of positive pressure therapies are used are excluded.

Addresses

Primary Sponsor

Address:
Klinikum Esslingen, Klinik für Kardiologie, Pneumologie und Angilologie
Dr. med. Vera Wienhausen-Wilke
73730 Esslingen am Neckar
Germany
Telephone:
No Entry
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
No Entry
Investigator Sponsored/Initiated Trial (IST/IIT):
Yes

Contact for Scientific Queries

Address:
Klinikum Esslingen, Klinik für Kardiologie, Pneumologie und Angilologie
Dr. med. Vera Wienhausen-Wilke
Hirschlandstr. 97
73730 Esslingen am Neckar
Germany
Telephone:
+49 711 31030
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
https://www.klinikum-esslingen.de/

Contact for Public Queries

Address:
STZ Softwaretechnik GmbH
Stefan Kraft
Entennest 2
73730 Esslingen am Neckar
Germany
Telephone:
+49 711 400 48-100
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
https://it-designers-gruppe.de/

Principal Investigator

Address:
Klinikum Esslingen, Klinik für Kardiologie, Pneumologie und Angilologie
Dr. med. Vera Wienhausen-Wilke
Hirschlandstr. 97
73730 Esslingen am Neckar
Germany
Telephone:
+49 711 31030
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
https://www.klinikum-esslingen.de/

Sources of Monetary or Material Support

Commercial (pharmaceutical industry, medical engineering industry, etc.)

Address:
STZ Softwaretechnik GmbH
73730 Esslingen am Neckar
Germany
Telephone:
No Entry
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
No Entry

Ethics Committee

Address Ethics Committee

Address:
Ethik-Kommission bei der Landesärztekammer Baden-Württemberg
Liebknechtstr. 33
70565 Stuttgart
Germany
Telephone:
+49-711-76989964
Fax:
No Entry
Contact per E-Mail:
Contact per E-Mail
URL:
http://www.aerztekammer-bw.de/ethikkommission

Vote of leading Ethics Committee

Vote of leading Ethics Committee
Date of ethics committee application:
2020-07-08
Ethics committee number:
F-2020-105
Vote of the Ethics Committee:
Approved
Date of the vote:
2020-10-21

Further identification numbers

Other WHO Primary Registry or Data Provider ID:
No Entry
EudraCT Number:
No Entry
UTN (Universal Trial Number):
No Entry
EUDAMED Number:
No Entry

IPD - Individual Participant Data

Do you plan to make participant-related data (IPD) available to other researchers in an anonymized form?:
Yes
IPD Sharing Plan:
Will individual participant data be available? Yes What data in particular will be shared? Anonymized individual participant data underlying the results reported in this article: Polysomnographic raw data, annotated event data, data from questionnaires What other documents will be available? No other documents will be made available When will data be available (start and end dates)? Immediately following publication; no end date With whom? Anyone who wishes to access the data, has credentialed access to the publication platform and has signed a data use agreement. For what types of analyses? The data may be utilized for future research on the diagnostics of sleep-related arousals By what mechanism will data be made available? Data are available with credentialed access after signing a data use agreement at https://physionet.org/

Study protocol and other study documents

Study protocols:
No Entry
Study abstract:
No Entry
Other study documents:
No Entry
Background literature:
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Related DRKS studies:
No Entry

Publication of study results

Planned publication:
No Entry
Publications/study results:
No Entry
Date of the first journal publication of results:
No Entry
DRKS entry published for the first time with results:
No Entry

Basic reporting

Basic Reporting / Results tables:
No Entry
Brief summary of results:
No Entry